The Securities Division is charged with enforcing state laws that protect investors from unfair and abusive practices by those who are in the business of giving investment advice or selling investment products. The Division takes allegations of investor fraud seriously and investigates them thoroughly.
If you think you have been a victim of financial fraud or you have information about illegal investment activity, please file a complaint. You can also call us at 505-476-4580.
The Division’s Enforcement Bureau is a unique law enforcement unit composed of sworn special agents, prosecutors, and financial analysts specially trained in securities and financial crimes and dedicated to fighting financial crime.
The Division receives many referrals from local, state and federal law enforcement agencies. The special agents frequently work in conjunction with investigators from other states and jurisdictions.
Contact Information: 505.476.4580