State Exam
For information on the National Exam please call the board office 505-476-4622.
2013-2014 - Class Schedule
All applications and course material must be submitted into our office 90 days before the course date.
SANTA FE - The New Mexico Regulation and Licensing Department’s Securities Division is warning military members and their families to protect themselves against investment fraud during the Military Saves Week (February 24 - March 1).
Santa Fe – The New Mexico State Senate on Tuesday confirmed the nomination of Alan R. Wilson as director of the State Regulation and Licensing Department’s Securities Division. Governor Susana Martinez appointed Wilson to the post
SANTA FE – The New Mexico Regulation and Licensing Department’s Securities Division today issued a cease and desist order against a Los Alamos resident who sold securities totaling over $200,000 to mostly retirees and senior citizens in Los Alamos, in violation of state law.
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