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When any final disciplinary actions are completed, the Board will update this page to reflect that information. Any other disciplinary actions taken by this Board prior to July 2011 can be obtained by filing a public information request.
Santa Fe, N.M. – The Securities Division of the Regulation and
Licensing Department provided training at the State Bar of New Mexico
2015 Annual Meeting in order to educate New Mexico lawyers on
investment fraud and financial exploitation prevention.
SANTA FE – Two Eddy County business partners, doing business as Dusais Enterprises, LLC, have been arrested and charged with four felony counts for allegedly selling fraudulent and unauthorized securities to Carlsbad investors.