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Please click on the link below for details on the individual Board disciplinary actions. For questions or any additional information please contact the Board office at (505) 476-4622
Santa Fe – Following the outbreak of Ebola in western Africa and its appearance in North America, the New Mexico Regulation and Licensing Department’s Securities Division today cautioned investors to beware of opportunistic Internet-based investment schemes related to the disease.
ALAMOGORDO – Albuquerque businessman Jeffrey B. Bland has been indicted on felony charges for allegedly stealing $229,000 from an 88-year-old Alamogordo investor.
SANTA FE – The New Mexico Regulation and Licensing Department’s Securities Division today announced a new outreach program that provides New Mexico law enforcement officials and prosecutors with free training and resources to help investigate complaints about investment fraud and other financial crimes.