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Please contact the Board for further disciplinary action information at (505) 222-9850
Any other disciplinary actions taken by this Board prior to 2012 can be obtained by filing a public information request.
SANTA FE, N.M. – New Mexico Securities Division today announced a
training program that provides New Mexico Certified Public Accountants with
free training on investment fraud and financial exploitation. The training is
designed to encourage a mutually beneficial relationship between Certified
Public Accountants and securities regulators to identify and stop investment