Staff Directory

Michael Vargon, Acting Director
(505) 476-4585
mike.vargon@state.nm.us

Nona Lane, Registration and Licensing
(505) 476-4587
nona.lane@state.nm.us

Richard Maag, Enforcement
(505) 476-4576
richard.maag@state.nm.us

Bob Hagan, Investor Information & Education
(505) 476-4507
robert.hagan@state.nm.us

Nancy Huerta, Broker-Dealer Licensing
(505) 476-4581
nancy.huerta@state.nm.us

Rosemarie Ulibarri, Investment Adviser Licensing
(505) 476-4584
ulibarrirosemarie@state.nm.us

Toney Anaya Building
2550 Cerrillos Road, Third Floor
Santa Fe, NM 87505
(505) 476-4580
(800) 704-5533 Toll Free in New Mexico