Staff Directory

Director
Daniel S Tanaka

Nona Lane, Securities Registration and exemptions
(505) 476-4587
nona.lane@state.nm.us

Richard Maag, Enforcement
(505) 476-4576
richard.maag@state.nm.us

Bernice Geiger, Investor Education & Protection
(505) 476-4575
Bernice.Geiger@state.nm.us

Nancy Huerta, Broker-Dealer Licensing
(505) 476-4581
nancy.huerta@state.nm.us

Rosemarie Ulibarri, Investment Adviser Licensing
(505) 476-4584
ulibarrirosemarie@state.nm.us

New Mexico Securities Division Location

Toney Anaya Building
2550 Cerrillos Road, Third Floor
Santa Fe, NM 87505
(505) 476-4580
(800) 704-5533 Toll Free in New Mexico