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Welcome to the New Mexico Regulation & licensing Department.

Alcohol and Gaming Division

issues, transfers and revokes liquor licenses as specified in the Liquor Control Act. It also administers the Alcohol Server Training Program, educating licensees and servers to prevent sales of alcoholic beverages to minors and intoxicated persons.

The Boards and Commissions Division

licenses and regulates more than 30 different professions and specialized trades, from accountants to funeral directors. It establishes educational and training standards to ensure New Mexicans receive quality care and services from qualified professionals.

The Financial Institutions Division

The Division regulates state-chartered banks, savings & loans, credit unions and trust companies. The Division also licenses other financial establishments such as small loan companies, collection agencies, escrows, etc.

Construction Industries & Manufactured Housing Division

The Division is responsible for issuing residential and commercial building permits. The Division conducts field inspections for general building, electrical, mechanical, and LP Gas code compliance and safety standards.

Office of the Superintendent

Ensuring New Mexicans receive quality care and services from qualified professionals. Contact the Office of the Superintendent, media inquires, and file public record requests.

The Securities Division

Protects investors from fraud and financial exploitation by licensing broker-dealers, financial advisers and other investment professionals. It also registers certain securities offered in New Mexico, investigates financial fraud and educates investors to avoid investment swindles.

Upcoming Events

2/6/2015
2/6/2015 - NMBOP Pharmacy Law Update - Albuquerque
Law Updated offered from 9AM to 11AM and from 2PM to 4PM. Please contact office to register.
Location:
NMBOP Office
5200 Oakland Ave NE Suite A
Albuquerque NM
87113

Latest News

View All Press Releases

Securities Division Warns Against Potential Financial Dangers of High-Yield Investment Programs

SANTA FE – The New Mexico Regulation and Licensing Department’s Securities Division today issued an advisory urging investors to approach high-yield investment programs with caution. 

High-yield investment programs, or HYIPs, are Ponzi schemes sold by unlicensed individuals. “In the past, con artists relied on word of mouth to lure investors into these investments. Now they rely on the Internet and social media buzz to quickly popularize their schemes before the fraud is discovered,” New Mexico Regulation and Licensing Superintendent, Mike Unthank said.

Securities Division Alleges Two Financial Institutions and Their Brokers Breached Their Duties That Led to Financial Crisis at Bernalillo County Treasurer

SANTA FE – State Securities Division Director Alan R. Wilson today issued Notices of Contemplated Action against two financial institutions and their brokers, alleging they breached their duties as investment brokers that contributed to a financial crisis at the Bernalillo County Treasurer’s Office.

New Mexico Securities Division Cautions Investors to Prepare for Ebola-Related Scams

Santa Fe – Following the outbreak of Ebola in western Africa and its appearance in North America, the New Mexico Regulation and Licensing Department’s Securities Division today cautioned investors to beware of opportunistic Internet-based investment schemes related to the disease.

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RLD is an agency partner with the NM Centennial Foundation.

RLD SERVICES

License and Permitting:

Apply for or renew your professional license. Verify a contractor’s license, or apply for a permit. Locate a licensed professional in your area. The Regulation and Licensing Department offers a wide array of licensing services.

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Server Permits:

Everyone from bartenders to grocery store clerks who sells or serves alcohol in the state of New Mexico is required to obtain a permit. Learn more about the requirements, and view the current course schedules for Alcohol Server Education classes..

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Consumer Protection:

Identify the “red flags of investment fraud”, or check to see if your investment professional is properly licensed. Verify the licenses of professionals regulated by the Department with a quick online search.

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IPRA Requests:

File a records request to receive copies or inspect documents considered public under the Inspection of Public Records Act.

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Licensee Lookup:

Search online for licensed professionals or facilities. Verify the license of a contractor. Online look up services provide a quick tool for finding what you need to know.

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Online Services:

The most commonly used online applications for licensing and permits.

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Rules, Regulations and Statutes:

View all the rules, regulations and statutes that govern each Board, Commission or Division.

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File a Complaint/Report a Violation:

File a complaint when a licensed professional does not meet or follow the prescribed standards in providing care or service.

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RLD Job Opportunities:

Follow the link below to see a list of job opportunities with RLD.

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New Mexico Regulation & Licensing Department
Ph (505)476-4500 | Contact Us | Sitemap
Toney Anaya Building, 2550 Cerrillos Road, Santa Fe, NM 87505 | Get Directions
5200 Oakland Avenue NE, Albuquerque, NM 87113 | Get Directions

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